The Second
Treatise of Government,
Chapter 16:
Of Conquest
John Locke
1690
Sect. 175. THOUGH governments can
originally have no other rise than that before mentioned, nor polities
be founded on any thing but the consent of the people; yet
such have been the disorders ambition has filled the world with, that in
the noise of war, which makes so great a part of the history of mankind,
this consent is little taken notice of: and therefore many have
mistaken the force of arms for the consent of the people, and reckon
conquest as one of the originals of government. But conquest is as
far from setting up any government, as demolishing an house is from
building a new one in the place. Indeed, it often makes way for a new
frame of a common-wealth, by destroying the former; but, without the
consent of the people, can never erect a new one.
Sect. 176. That the aggressor, who
puts himself into the state of war with another, and unjustly invades
another man's right, can, by such an unjust war, never come
to have a right over the conquered, will be easily agreed by all
men, who will not think, that robbers and pyrates have a right of empire
over whomsoever they have force enough to master; or that men are bound by
promises, which unlawful force extorts from them. Should a robber break
into my house, and with a dagger at my throat make me seal deeds to convey
my estate to him, would this give him any title? Just such a title, by his
sword, has an unjust conqueror, who forces me into submission. The
injury and the crime is equal, whether committed by the wearer of a crown,
or some petty villain. The title of the offender, and the number of his
followers, make no difference in the offence, unless it be to aggravate
it. The only difference is, great robbers punish little ones, to keep them
in their obedience; but the great ones are rewarded with laurels and
triumphs, because they are too big for the weak hands of justice in this
world, and have the power in their own possession, which should punish
offenders. What is my remedy against a robber, that so broke into my
house? Appeal to the law for justice. But perhaps justice is
denied, or I am crippled and cannot stir, robbed and have not the means to
do it. If God has taken away all means of seeking remedy, there is nothing
left but patience. But my son, when able, may seek the relief of the law,
which I am denied: he or his son may renew his appeal, till he
recover his right. But the conquered, or their children, have no court, no
arbitrator on earth to appeal to. Then they may appeal, as Jephtha
did, to heaven, and repeat their appeal till they have
recovered the native right of their ancestors, which was, to have such a
legislative over them, as the majority should approve, and freely
acquiesce in. If it be objected, This would cause endless trouble; I
answer, no more than justice does, where she lies open to all that appeal
to her. He that troubles his neighbour without a cause, is punished for it
by the justice of the court he appeals to: and he that appeals to
heaven must be sure he has right on his side; and a right too that is
worth the trouble and cost of the appeal, as he will answer at a tribunal
that cannot be deceived, and will be sure to retribute to every one
according to the mischiefs he hath created to his fellow subjects; that
is, any part of mankind: from whence it is plain, that he that conquers
in an unjust war can thereby have no title to the subjection and
obedience of the conquered.
Sect. 177. But supposing victory favours
the right side, let us consider a conqueror in a lawful war, and
see what power he gets, and over whom. First, It is plain he gets
no power by his conquest over those that conquered with him.
They that fought on his side cannot suffer by the conquest, but must at
least be as much freemen as they were before. And most commonly they serve
upon terms, and on condition to share with their leader, and enjoy a part
of the spoil, and other advantages that attend the conquering sword; or at
least have a part of the subdued country bestowed upon them. And the
conquering people are not, I hope, to be slaves by conquest,
and wear their laurels only to shew they are sacrifices to their leaders
triumph. They that found absolute monarchy upon the title of the sword,
make their heroes, who are the founders of such monarchies, arrant Draw-can-sirs,
and forget they had any officers and soldiers that fought on their side in
the battles they won, or assisted them in the subduing, or shared in
possessing, the countries they mastered. We are told by some, that the English
monarchy is founded in the Norman conquest, and that our princes
have thereby a title to absolute dominion: which if it were true, (as by
the history it appears otherwise) and that William had a right to
make war on this island; yet his dominion by conquest could reach no
farther than to the Saxons and Britons, that were then
inhabitants of this country. The Normans that came with him, and
helped to conquer, and all descended from them, are freemen, and no
subjects by conquest; let that give what dominion it will. And if 1, or
any body else, shall claim freedom, as derived from them, it will be very
hard to prove the contrary: and it is plain, the law, that has made no
distinction between the one and the other, intends not there should be any
difference in their freedom or privileges.
Sect. 178. But supposing, which seldom
happens, that the conquerors and conquered never incorporate into one
people, under the same laws and freedom; let us see next what power a
lawful conqueror has over the subdued: and that I say is purely
despotical. He has an absolute power over the lives of those who by an
unjust war have forfeited them; but not over the lives or fortunes of
those who engaged not in the war, nor over the possessions even of those
who were actually engaged in it.
Sect. 179. Secondly, I say then the
conqueror gets no power but only over those who have actually
assisted, concurred, or consented to that unjust force that is used
against him: for the people having given to their governors no power to do
an unjust thing, such as is to make an unjust war, (for they never had
such a power in themselves) they ought not to be charged as guilty of the
violence and unjustice that is committed in an unjust war, any farther
than they actually abet it; no more than they are to be thought guilty of
any violence or oppression their governors should use upon the people
themselves, or any part of their fellow subjects, they having empowered
them no more to the one than to the other. Conquerors, it is true, seldom
trouble themselves to make the distinction, but they willingly permit the
confusion of war to sweep all together: but yet this alters not the right;
for the conquerors power over the lives of the conquered, being only
because they have used force to do, or maintain an injustice, he can have
that power only over those who have concurred in that force; all the rest
are innocent; and he has no more title over the people of that country,
who have done him no injury, and so have made no forfeiture of their
lives, than he has over any other, who, without any injuries or
provocations, have lived upon fair terms with him.
Sect. 180. Thirdly, The power a
conqueror gets over those he overcomes in a just war, is perfectly
despotical: he has an absolute power over the lives of those, who, by
putting themselves in a state of war, have forfeited them; but he has not
thereby a right and title to their possessions. This I doubt not, but at
first sight will seem a strange doctrine, it being so quite contrary to
the practice of the world; there being nothing more familiar in speaking
of the dominion of countries, than to say such an one conquered it; as if
conquest, without any more ado, conveyed a right of possession. But when
we consider, that the practice of the strong and powerful, how universal
soever it may be, is seldom the rule of right, however it be one part of
the subjection of the conquered, not to argue against the conditions cut
out to them by the conquering sword.
Sect. 181. Though in all war there be
usually a complication of force and damage, and the aggressor seldom fails
to harm the estate, when he uses force against the persons of those he
makes war upon; yet it is the use of force only that puts a man into the
state of war: for whether by force he begins the injury, or else having
quietly, and by fraud, done the injury, he refuses to make reparation, and
by force maintains it, (which is the same thing, as at first to have done
it by force) it is the unjust use of force that makes the war: for he that
breaks open my house, and violently turns me out of doors; or having
peaceably got in, by force keeps me out, does in effect the same thing;
supposing we are in such a state, that we have no common judge on earth,
whom I may appeal to, and to whom we are both obliged to submit: for of
such I am now speaking. It is the unjust use of force then, that puts
a man into the state of war with another; and thereby he that is
guilty of it makes a forfeiture of his life: for quitting reason, which is
the rule given between man and man, and using force, the way of beasts, he
becomes liable to be destroyed by him he uses force against, as any savage
ravenous beast, that is dangerous to his being.
Sect. 182. But because the miscarriages of
the father are no faults of the children, and they may be rational and
peaceable, notwithstanding the brutishness and injustice of the father;
the father, by his miscarriages and violence, can forfeit but his own
life, but involves not his children in his guilt or destruction. His
goods, which nature, that willeth the preservation of all mankind as much
as is possible, hath made to belong to the children to keep them from
perishing, do still continue to belong to his children: for supposing them
not to have joined in the war, either thro'infancy, absence, or choice,
they have done nothing to forfeit them: nor has the conqueror any right
to take them away, by the bare title of having subdued him that by force
attempted his destruction; though perhaps he may have some right to them,
to repair the damages he has sustained by the war, and the defence of his
own right; which how far it reaches to the possessions of the conquered,
we shall see by and by. So that he that by conquest has a right over a
man's person to destroy him if he pleases, has not thereby a
right over his estate to possess and enjoy it: for it is the brutal
force the aggressor has used, that gives his adversary a right to take
away his life, and destroy him if he pleases, as a noxious creature; but
it is damage sustained that alone gives him title to another man's goods:
for though I may kill a thief that sets on me in the highway, yet I may
not (which seems less) take away his money, and let him go: this would be
robbery on my side. His force, and the state of war he put himself in,
made him forfeit his life, but gave me no title to his goods. The right
then of conquest extends only to the lives of those who joined in
the war, not to their estates, but only in order to make reparation
for the damages received, and the charges of the war, and that too with
reservation of the right of the innocent wife and children.
Sect. 183. Let the conqueror have
as much justice on his side, as could be supposed, he has no
right to seize more than the vanquished could forfeit: his life is at
the victor's mercy; and his service and goods he may appropriate, to make
himself reparation; but he cannot take the goods of his wife and children;
they too had a title to the goods he enjoyed, and their shares in the
estate he possessed: for example, I in the state of nature (and all
commonwealths are in the state of nature one with another) have injured
another man, and refusing to give satisfaction, it comes to a state of
war, wherein my defending by force what I had gotten unjustly, makes me
the aggressor. I am conquered: my life, it is true, as forfeit, is at
mercy, but not my wife's and children's. They made not the war, nor
assisted in it. I could not forfeit their lives; they were not mine to
forfeit. My wife had a share in my estate; that neither could I forfeit.
And my children also, being born of me, had a right to be maintained out
of my labour or substance. Here then is the case: the conqueror has a
title to reparation for damages received, and the children have a title to
their father's estate for their subsistence: for as to the wife's share,
whether her own labour, or compact, gave her a title to it, it is plain,
her husband could not forfeit what was her's. What must be done in the
case? I answer; the fundamental law of nature being, that all, as much as
may be, should be preserved, it follows, that if there be not enough fully
to satisfy both, viz, for the conqueror's losses, and
children's maintenance, he that hath, and to spare, must remit something
of his full satisfaction, and give way to the pressing and preferable
title of those who are in danger to perish without it.
Sect. 184. But supposing the charge
and damages of the war are to be made up to the conqueror, to the
utmost farthing; and that the children of the vanquished, spoiled of all
their father's goods, are to be left to starve and perish; yet the
satisfying of what shall, on this score, be due to the conqueror, will
scarce give him a title to any country he shall conquer: for the
damages of war can scarce amount to the value of any considerable tract
of land, in any part of the world, where all the land is possessed,
and none lies waste. And if I have not taken away the conqueror's land,
which, being vanquished, it is impossible I should; scarce any other spoil
I have done him can amount to the value of mine, supposing it equally
cultivated, and of an extent any way coming near what I had overrun of
his. The destruction of a year's product or two (for it seldom reaches
four or five) is the utmost spoil that usually can be done: for as to
money, and such riches and treasure taken away, these are none of nature's
goods, they have but a fantastical imaginary value: nature has put no such
upon them: they are of no more account by her standard, than the
wampompeke of the Americans to an European prince, or the
silver money of Europe would have been formerly to an American.
And five years product is not worth the perpetual inheritance of land,
where all is possessed, and none remains waste, to be taken up by him that
is disseized: which will be easily granted, if one do but take away the
imaginary value of money, the disproportion being more than between five
and five hundred; though, at the same time, half a year's product is more
worth than the inheritance, where there being more land than the
inhabitants possess and make use of, any one has liberty to make use of
the waste: but there conquerors take little care to possess themselves of
the lands of the vanquished, No damage therefore, that men in the
state of nature (as all princes and governments are in reference to one
another) suffer from one another, can give a conqueror power to dispossess
the posterity of the vanquished, and turn them out of that inheritance,
which ought to be the possession of them and their descendants to all
generations. The conqueror indeed will be apt to think himself master: and
it is the very condition of the subdued not to be able to dispute their
right. But if that be all, it gives no other title than what bare force
gives to the stronger over the weaker: and, by this reason, he that is
strongest will have a right to whatever he pleases to seize on.
Sect. 185. Over those then that joined
with him in the war, and over those of the subdued country that opposed
him not, and the posterity even of those that did, the conqueror, even in
a just war, hath, by his conquest, no right of dominion:
they are free from any subjection to him, and if their former government
be dissolved, they are at liberty to begin and erect another to
themselves.
Sect. 186. The conqueror, it is true,
usually, by the force he has over them, compels them, with a sword at
their breasts, to stoop to his conditions, and submit to such a government
as he pleases to afford them; but the enquiry is, what right he has to do
so? If it be said, they submit by their own consent, then this allows
their own consent to be necessary to give the conqueror a title
to rule over them. It remains only to be considered, whether promises
extorted by force, without right, can be thought consent, and how
far they bind. To which I shall say, they bind not at all;
because whatsoever another gets from me by force, I still retain the right
of, and he is obliged presently to restore. He that forces my horse from
me, ought presently to restore him, and I have still a right to retake
him. By the same reason, he that forced a promise from me, ought
presently to restore it, i.e. quit me of the obligation of it; or I
may resume it myself, i.e. chuse whether I will perform it: for the
law of nature laying an obligation on me only by the rules she prescribes,
cannot oblige me by the violation of her rules: such is the extorting any
thing from me by force. Nor does it at all alter the case to say, I gave
my promise, no more than it excuses the force, and passes the right,
when I put my hand in my pocket, and deliver my purse myself to a thief,
who demands it with a pistol at my breast.
Sect. 187. From all which it follows, that
the government of a conqueror, imposed by force on the subdued,
against whom he had no right of war, or who joined not in the war against
him, where he had right, has no obligation upon them.
Sect. 188. But let us suppose, that all
the men of that community, being all members of the same body politic, may
be taken to have joined in that unjust war wherein they are subdued, and
so their lives are at the mercy of the conqueror.
Sect. 189. 1 say, this concerns not their
children who are in their minority: for since a father hath not, in
himself, a power over the life or liberty of his child, no act of his can
possibly forfeit it. So that the children, whatever may have happened to
the fathers, are freemen, and the absolute power of the conqueror
reaches no farther than the persons of the men that were subdued by him,
and dies with them: and should he govern them as slaves, subjected to his
absolute arbitrary power, he has no such right of dominion over
their children. He can have no power over them but by their own
consent, whatever he may drive them to say or do; and he has no lawfull
authority, whilst force, and not choice, compels them to submission.
Sect. 190. Every man is born with a double
right: first, a right of freedom to his person, which no other man
has a power over, but the free disposal of it lies in himself. Secondly,
a right, before any other man, to inherit with his brethren his
father's goods.
Sect. 191. By the first of these, a man is
naturally free from subjection to any government, tho' he be born
in a place under its jurisdiction; but if he disclaim the lawful
government of the country he was born in, he must also quit the right that
belonged to him by the laws of it, and the possessions there descending to
him from his ancestors, if it were a government made by their consent.
Sect. 192. By the second, the inhabitants
of any country, who are descended, and derive a title to their estates
from those who are subdued, and had a government forced upon them against
their free consents, retain a right to the possession of their
ancestors, though they consent not freely to the government, whose
hard conditions were by force imposed on the possessors of that country:
for the first conqueror never having had a title to the land
of that country, the people who are the descendants of, or claim under
those who were forced to submit to the yoke of a government by constraint,
have always a right to shake it off, and free themselves from the
usurpation or tyranny which the sword hath brought in upon them, till
their rulers put them under such a frame of government as they willingly
and of choice consent to. Who doubts but the Grecian Christians,
descendants of the ancient possessors of that country, may justly cast off
the Turkish yoke, which they have so long groaned under, whenever they
have an opportunity to do it? For no government can have a right to
obedience from a people who have not freely consented to it; which they
can never be supposed to do, till either they are put in a full state of
liberty to chuse their government and governors, or at least till they
have such standing laws, to which they have by themselves or their
representatives given their free consent, and also till they are allowed
their due property, which is so to be proprietors of what they have, that
no body can take away any part of it without their own consent, without
which, men under any government are not in the state of freemen, but are
direct slaves under the force of war.
Sect. 193. But granting that the conqueror
in a just war has a right to the estates, as well as power over the
persons, of the conquered; which, it is plain, he hath not: nothing
of absolute power will follow from hence, in the continuance of the
government; because the descendants of these being all freemen, if he
grants them estates and possessions to inhabit his country, (without which
it would be worth nothing) whatsoever he grants them, they have, so far as
it is granted, property in. The nature whereof is, that without
a man's own consent it cannot be taken from him.
Sect. 194. Their persons are free
by a native right, and their properties, be they more or less, are
their own, and at their own dispose, and not at his; or else it is no
property. Supposing the conqueror gives to one man a thousand acres, to
him and his heirs for ever; to another he lets a thousand acres for his
life, under the rent of 501. or 5001. per ann. has
not the one of these a right to his thousand acres for ever, and the
other, during his life, paying the said rent? and hath not the tenant for
life a property in all that he gets over and above his rent, by his
labour and industry during the said term, supposing it be double the rent?
Can any one say, the king, or conqueror, after his grant, may by his power
of conqueror take away all, or part of the land from the heirs of one, or
from the other during his life, he paying the rent? or can he take away
from either the goods or money they have got upon the said land, at his
pleasure? If he can, then all free and voluntary contracts cease,
and are void in the world; there needs nothing to dissolve them at any
time, but power enough: and all the grants and promises of men
in power are but mockery and collusion: for can there be any thing
more ridiculous than to say, I give you and your's this for ever, and that
in the surest and most solemn way of conveyance can be devised; and yet it
is to be understood, that I have right, if I please, to take it away from
you again to morrow?
Sect. 195. 1 will not dispute now whether
princes are exempt from the laws of their country; but this I am sure,
they owe subjection to the laws of God and nature. No body, no power, can
exempt them from the obligations of that eternal law. Those are so great,
and so strong, in the case of promises, that omnipotency itself can
be tied by them. Grants, promises, and oaths, are bonds that
hold the Almighty: whatever some flatterers say to princes of the
world, who all together, with all their people joined to them, are, in
comparison of the great God, but as a drop of the bucket, or a dust on the
balance, inconsiderable, nothing!
Sect. 196. The short of the case in
conquest is this: the conqueror, if he have a just cause, has a
despotical right over the persons of all, that actually aided, and
concurred in the war against him, and a right to make up his damage and
cost out of their labour and estates, so he injure not the right of any
other. Over the rest of the people, if there were any that consented not
to the war, and over the children of the captives themselves, or the
possessions of either, he has no power; and so can have, by virtue of
conquest, no lawful title himself to dominion over them, or
derive it to his posterity; but is an aggressor, if he attempts upon their
properties, and thereby puts himself in a state of war against them, and
has no better a right of principality, he, nor any of his successors, than
Hingar, or Hubba, the Danes, had here in England;
or Spartacus, had he conquered Italy, would have had; which
is to have their yoke cast off, as soon as God shall give those under
their subjection courage and opportunity to do it. Thus, notwithstanding
whatever title the kings of Assyria had over Judah, by the
sword, God assisted Hezekiah to throw off the dominion of that
conquering empire. And the lord was with Hezekiah, and he prospered;
wherefore he went forth, and he rebelled against the king of Assyria, and
served him not, 2 Kings xviii. 7. Whence it is plain, that shaking off
a power, which force, and not right, hath set over any one, though it hath
the name of rebellion, yet is no offence before God, but is that
which he allows and countenances, though even promises and covenants, when
obtained by force, have intervened: for it is very probable, to any one
that reads the story of Ahaz and Hezekiah attentively, that
the Assyrians subdued Ahaz, and deposed him, and made Hezekiah
king in his father's lifetime; and that Hezekiah by agreement had
done him homage, and paid him tribute all this time.
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